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NASCUS Concerned SEC's Broker-Dealer Regs Could Preempt State Laws

By Staff Writer

While state-chartered credit unions are currently permitted to offer a variety of broker-related services, NASCUS recently told the Securities and Exchange Commission it is concerned that state laws will be preempted by the agency's Regulation R, which could trigger "redundant and costly examination and oversight." The SEC is aiming to...

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Financial Service Providers Should Work Together to Serve the Unbanked, Hood Urges

SBA Disburses 100,000th Disaster Recovery Loan to Gulf Coast

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Regulatory & Compliance Stories

April 03, 2007

NCUA/NASCUS Conclude National Regulators Meeting

State and federal regulators gathered in Salt Lake City last week to hear from a variety of experts on issues relating to credit unions as well as sharing what they see occurring throughout the industry.

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March 27, 2007

NCUA Schedules CU Development Workshops

NCUA has announced more workshops in its series to help smaller credit unions along with regulatory and other matters.

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March 27, 2007

PCUA to Testify On Economic Inclusion

Representatives from the Pennsylvania Credit Union Association have been invited to testify before the FDIC's inaugural meeting of its Advisory Committee for Economic Inclusion (ComE-IN) regarding its Better Choice Program.

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March 27, 2007

ACB Concerned with Basel IA Proposal, Supports Standardized Option for Large Banks

America's Community Bankers said that it supports agency efforts to develop a more risk-sensitive Basel IA for community banks and regulators should also provide Basel II banks with a standardized option.

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March 27, 2007

Financial Services Regulators Unveil Joint Model Privacy Disclosure

Following up on NCUA's approval of a model privacy disclosure form at its last monthly board meeting, the financial services regulators jointly released the proposed form.

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March 27, 2007

Small Business Committee Reauthorizes SBA Programs

The House Small Business Committee has started its work on reauthorizing some of the Small Business Administration's programs.

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March 27, 2007

Registration Opens for Two NCUA Outreach Town Halls

NCUA Board Member Gigi Hyland, chair of the agency's Outreach Task Force, is working to stir up attendance for her six scheduled town hall meetings, following up on NCUA's Member Services Assessment Pilot. Registration has opened up for the first two. The first Town Hall is slated for Wednesday, April...

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