Regulatory & Compliance

Dodd-Frank's Section 939A and new NCUA rules require federal credit unions to conduct due diligence on issuers of securities to ensure they can deliver on their commitments.

Regulator also encouraged NAR members to spread awareness of CFPB's online complaint database.

Regulator also encouraged NAR members to spread awareness of CFPB's online complaint database.

Former E-Calculator now easier to navigate and boasts expanded content.

Document expected to emphasize that Feds will pursue sellers who abuse new Colorado law legalizing pot sales, but vetting account holders could be tricky.

Document expected to emphasize that Feds will pursue sellers who abuse new Colorado law legalizing pot sales, but vetting account holders could be tricky.