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LPL Financial Charged With Failing to Protect Customer Personal Info

By Michelle A. Samaad

WASHINGTON -- The Securities and Exchange Commission yesterday took an enforcement action against LPL Financial Corp. for failing to adopt policies and procedures to safeguard 10,000 of its customers' personal information following a series of hacking incidents involving the broker-dealer's online trading platform.

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KV Offers Members Good Rates

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Other Possible KV Merger Partners Say They Were Never Consulted

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September 11, 2008

Numerica Takes Business Services to the Street

SPOKANE, Wash. -- Numerica Credit Union has partnered with Greater Spokane Inc. to open a BIZStreet information center for those small business owners who can not make the trip to downtown Spokane.

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September 11, 2008

Texas League Launches New DVD Series on BSA Compliance

FARMERS BRANCH, Texas -- The Texas Credit Union League debuted Thursday what it calls a broad-based compliance package for directors, middle managers and others on the Bank Secrecy Act.

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September 11, 2008

Louisiana Dow Credit Union Returning Hurricane Favor

FREEPORT, Texas -- When Edward Speed, CEO of the $1.3 billion Texas Dow Employees Credit Union and a private pilot, heard that the $150 million Dow Louisiana Federal Credit Union desperately needed cash in the wake of Hurricane Katrina in 2005, the answer was obvious.

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September 11, 2008

IASB Will Weigh WOCCU Recommendation

LONDON -- The International Accounting Standards Board agreed yesterday to reconsider the application of its International Financial Reporting Standards to credit unions, based on a comment letter submitted earlier this year by World Council of Credit Unions.

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September 11, 2008

CUs Responding to Consumer Economic Concerns

WASHINGTON -- Credit unions are doing more to educate their employees and members about share insurance, according to data compiled by NAFCU in its monthly Flash Report released today.

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September 11, 2008

CUs Responding to Consumer Economic Concerns

WASHINGTON -- Credit unions are doing more to educate their employees and members about share insurance, according to data compiled by NAFCU in its monthly Flash Report released today.

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September 11, 2008

Texas CU Adapts Blogging to Safety Alerts on Hurricane

FREEPORT, Texas -- With Hurricane Ike bearing down on the Texas coast, the $1.3 billion Texas Dow Employees Credit Union said Thursday it has begun using its blogging capability to alert members and employees of the storm track, traffic conditions and public safety announcements.

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Top News Stories

LPL Financial Charged With Failing to Protect Customer Personal Info

KV Offers Members Good Rates

Other Possible KV Merger Partners Say They Were Never Consulted

Recommended Just For You

News Stories

Numerica Takes Business Services to the Street

Texas League Launches New DVD Series on BSA Compliance

Louisiana Dow Credit Union Returning Hurricane Favor

IASB Will Weigh WOCCU Recommendation

CUs Responding to Consumer Economic Concerns

CUs Responding to Consumer Economic Concerns

Texas CU Adapts Blogging to Safety Alerts on Hurricane