The CUSO community is abuzz with talk about what to do if the SEC decides not to extend financial services CUSOs' broker/dealer license exemption. Some CUSOs have already implemented action plans. Read about what they've done and other CUSO news on pages 18-19 and 22.
The CUSO community is abuzz with talk about what to do if the SEC decides not to extend financial services CUSOs' broker/dealer license exemption. Some CUSOs have already implemented action plans. Read about what they've done and other CUSO news on pages 18-19 and 22.
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