ARLINGTON, Va. - NAFCU recently asked for comments from itsmembers on the SEC's proposed rule on broker-dealer registrationrequirements. The SEC's Regulation B would provide credit unionswith exemptions to engage in certain transactions without having toregister with the SEC. The areas that are of most importance tocredit unions are third-party brokerage arrangements, sweepaccounts and trust and fiduciary activities. Comments were due toNAFCU by July 19. Comments are due to the SEC by Aug. 2.
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