Complying with anticipated retirement and tax-related changes as well as fiduciary-related standards from the Securities and Exchange Commission and the Labor Department will top advisors' and broker-dealers' regulatory to-do lists in 2019.
While the House passed late on Dec. 20 a retirement and tax package, priming 2019 for much debate — and potentially big changes — for industry officials to digest in the new year, Senate passage of the measure was deemed unlikely at press time on Dec. 21.
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