An April 10 webinar from tech firm Continuity Control reveals more enforcement actions and examiners focused on boards.
WASHINGTON — Compliance automation specialist says regulations keep coming but not particularly more than before.
The evolution from thinker and researcher to enabler and leader represents a sea change in the role that compliance officers must play in the emerging regulatory environment.
The evolution from thinker and researcher to enabler and leader represents a sea change in the role that compliance officers must play.
Webinar participants urged to have compliance officers operate as business catalysts.
In contrast to current meteorological trends, predictions for the coming regulatory climate, according to one consultant, show escalating temperatures with little chance of relief.
Continuity Control's Perdue says nearly 12% of community financial institutions facing reg action of some kind.
Continuity Control consultant sees scrutiny moving downstream to smaller financial institutions.
Effective Jan. 10, 2014, mortgage lenders will be required to write their loans in compliance with new regulations from the Consumer Financial Protection Bureau. The transition could be easier on credit unions than the CFPB’s 3,500 pages of requirements suggest.
Solution tracks NCUA regulations and delivers changes credit unions need to make; targeted to smaller credit unions.