XCU Capital Corp.

• ‘Not Yet Wealthy’ Help Drive Growth

  By Michelle A. Samaad  |  July 24, 2011

  Growth for North Carolina’s State Employees’ Credit Union’s investment services subsidiary has come at a slow and steady pace. And that’s what the cooperative wants.

• FINRA Rules for SECU in Estate Case

  By Michelle A. Samaad  |  April 6, 2011

  After hearing both sides, a Financial Industry Regulatory Authority panel recently denied all claims made by the estate that was seeking more than $2 million against an investment adviser that worked for a broker-dealer acquired by SECU Brokerage Services Inc.

• FINRA Clears SECU Brokerage

  By Michelle A. Samaad  |  March 31, 2011

  After weighing the evidence, a Financial Industry Regulatory Authority arbitration panel recently denied all claims against SECU Brokerage Services Inc. in an estate dispute.

• FINRA Weeds Through Brokerage Case With CU Ties

  By Michelle A. Samaad  |  February 23, 2011

  The Financial Industry Regulatory Authority may have a hard time deciding whether a defunct credit union-owned brokerage firm

• LPL Dismissed From SECU Brokerage Case

  By Michelle A. Samaad  |  February 14, 2011

  In a case involving an alleged failed real estate transaction through a defunct credit union broker-dealer, LPL Financial Corp., the company that acquired the firm, said it was dismissed from the claim.

• Eight Hearings Scheduled for SECU Brokerage Case

  By Michelle A. Samaad  |  February 10, 2011

  On Feb. 21, a Financial Industry Regulatory Authority panel will hear the matter between SECU Brokerage, LPL Financial Corp. an investment adviser and a trust that claims its deceased client suffered losses after an alleged failed real estate investment.

• Patelco CU Hires Former XCU Capital CEO

  By Michelle A. Samaad  |  January 4, 2010

  Mark Hoaglin was recently hired as vice president of investments and insurance at the $3.7 billion Patelco Credit Union.