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By Michelle A. Samaad |
May 9, 2012
After a five-year quiet period on proposed amendments involving notification rules for broker-dealers, the SEC is again seeking feedback.
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By Claude R. Marx |
February 20, 2012
House Financial Services Committee Chairman Spencer Bachus (R-Ala.) predicted that he would be cleared of charges that he violated insider trading laws.
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By Claude R. Marx |
February 13, 2012
The House Financial Services Committee plans to vote this week on several bills it says will spur job creation and ease the regulatory burden.
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By Claude R. Marx |
February 10, 2012
Republican chair of House Financial Services Committee being probed for possible insider stock trading.
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By Michelle A. Samaad |
November 20, 2011
The Securities and Exchange Commission said this year will mark the highest number of enforcement actions filed in the agency’s history.
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By Michelle A. Samaad |
November 10, 2011
This year will go down in history as the Securities and Exchange Commission’s highest ever in enforcement actions filed.
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By Claude R. Marx |
November 4, 2011
House passes measure that raises number of shareholders needed before bank must register with SEC.
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By Michelle A. Samaad |
September 8, 2011
Agency sets Oct. 6 deadline for comments.
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By Michelle A. Samaad |
August 24, 2011
With much more at stake, it is no surprise that credit union service organizations are sounding the alarm louder than credit unions regarding an NCUA proposal that would alter how CUSO relationships are regulated.
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By David Morrison |
July 24, 2011
The definition of what or will not constitute a qualified residential mortgage may be the most important and least appreciated or understood financial regulation facing credit unions this year.
