real estate transaction

FINRA Rules for SECU in Estate Case

By Michelle A. Samaad | April 6, 2011

After hearing both sides, a Financial Industry Regulatory Authority panel recently denied all claims made by the estate that was seeking more than $2 million against an investment adviser that worked for a broker-dealer acquired by SECU Brokerage Services Inc.
Realtors Data Is a Bright Spot in a Confused Housing Market

October 20, 2010

The short- and medium-term outlook for the U.S. real estate and mortgage markets would probably confound Nostradamus. Have home prices bottomed out?
Leggett, Fla. Regulator Settle

By Michelle A. Samaad | January 13, 2010

The Florida Office of Financial Regulation Division of Financial Institutions recently said Chris Leggett,
Former Florida CU CEO Settles Real Estate Dispute

By Michelle A. Samaad | January 4, 2010

Chris Leggett, the former president/CEO of First Coast Community Credit Union, has agreed to settle a regulatory dispute involving a real estate transaction with family members.