NASD

  • Former Credit Union Adviser Fights FINRA Claim

    Despite signing a non-disclosure agreement, a financial adviser downloads member info onto a flash drive and takes it to his new bank job.

  • JPMorgan Hit with FINRA Ban

    J.P. Morgan VP shared information with his childhood friend on at least 15 pending transactions, including the First Data acquisition.

  • Elisse Walter to Become New SEC Chairman

    A current SEC commissioner who has worked at the agency in several capacities, Elisse Walter has been tapped to become the new SEC chairman.

  • Workers' Elevates Petersen to CEO

    Douglas J. Petersen, who became the interim CEO of the $800 million Workers' Credit Union of Fitchburg, Mass. in December following the sudden departure of its veteran head, Frederick D. Healey, has been promoted to the permanent CEO slot.

  • Workers' Elevates Petersen to CEO, Replacing Healey

    The $800 million Workers' Credit Union of Fitchburg, Mass., said Friday it has promoted Douglas J. Petersen, its interim president/CEO, to permanent status.

  • People

    GFA Federal Credit Union, Gardner, Mass., announced that Steven Anderson has joined its team as branch manager of its Fitchburg office.

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