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By Michelle A. Samaad |
April 12, 2013
Rules require broker-dealers, mutual funds, investment advisers to adopt red flag, identity theft programs.
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By Heather Anderson |
February 27, 2013
New game-changing regulations on mortgages and remittances from the Consumer Financial Protection Bureau, as well as new regs from the NCUA and other regulators, have not-for-profit credit unions wondering how they’ll find the resources to comply.
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By Michelle A. Samaad |
November 27, 2012
A current SEC commissioner who has worked at the agency in several capacities, Elisse Walter has been tapped to become the new SEC chairman.
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By Michelle A. Samaad |
November 26, 2012
Schapiro among longest-serving agency chairmen; SEC touts accomplishments of her tenure.
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By Marc Rapport |
June 14, 2012
Longtime credit union advocate, CUNA Mutual executive receives Esther Peterson Award on Wednesday night from the Consumer Federation of America.
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June 2, 2010
Based on a preliminary review, the SEC and the Commodity Futures Trading Commission said they found no evidence of "fat finger" errors, computer hacking, or terrorist activity involved in the May 6 market drop.
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By Michelle A. Samaad |
May 19, 2010
The SEC and the Commodity Futures Trading Commission said a preliminary review showed that there were no "fat finger" errors, computer hacking, or terrorist activity involved in the May 6 market drop.
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By Michelle A. Samaad |
May 7, 2010
Yesterday's strange trading activity during the market's large sell-off is no surprise given the strong recoveries for most indexes as of late.
