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November 20, 2011 | By Michelle A. Samaad
The Securities and Exchange Commission said this year will mark the highest number of enforcement actions filed in the agency’s history.
November 4, 2011 | By Claude R. Marx
House passes measure that raises number of shareholders needed before bank must register with SEC.
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From Elan Financial Services
Apr 17 | David Morrison
Apr 17 | Heather Anderson
Apr 20 | Michael Muckian
Apr 17 | Roy Urrico
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