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November 20, 2011 | By Michelle A. Samaad
The Securities and Exchange Commission said this year will mark the highest number of enforcement actions filed in the agency’s history.
November 4, 2011 | By Claude R. Marx
House passes measure that raises number of shareholders needed before bank must register with SEC.
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May 17 | Roy Urrico
May 20 | Tina Orem
May 19 | Peter Strozniak
May 15 | David Morrison
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