financial advisers

• Raymond James Reps Reflect on Women and the Industry

  By Janet Levaux  |  October 12, 2012

  Boosting the number and role of women is an objective of Raymond James and other wealth managers. How do you make that happen?

• Cetera Financial Group Debuts New Brand Structure

  By Michelle A. Samaad  |  September 4, 2012

  PrimeVest Financial Services plans name change to Cetera Financial Institutions.

• FINRA Goes Heavy on the Fines

  By Arthur D. Postal  |  August 20, 2012

  On pace to far exceed this year the number of fines and disciplinary actions against financial advisers it imposed last year.

• Financial Advisers Struggle With Tech Integration

  By Staff Writer  |  July 17, 2012

  Two-thirds of advisers say technology mostly beneficial to their firms; 61% say would be easier to manage if systems were better integrated.

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  Financial Adviser Academy Aims to Break Old Habits

  By Michelle A. Samaad  |  April 29, 2012

  For financial advisers, the traditional methods used to help members when it comes to their long-term planning needs may be going the way of the dodo bird.